---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-24-090716"
form_type: "8-K"
ticker: "IEP"
cik: "0000813762"
company_name: "ICAHN ENTERPRISES L.P."
filed_at: "2024-08-19T23:59:59+00:00"
generated_at: "2026-05-31T08:45:32.192677+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Icahn Enterprises and Carl Icahn settle SEC probe on margin loan disclosure; pay $2M in penalties

## Summary
- IEP and Carl Icahn entered SEC settlements on Aug 19, 2024, over failure to disclose pledged securities as margin loan collateral.
- IEP consent order requires $1.5M civil penalty and cease-and-desist for failing to disclose in Forms 10-K for 2018-2020.
- Carl Icahn penalty $500,000 for failing to amend Schedule 13D to describe loan agreements and guarantees.
- Settlements are non-scienter based; neither admitted nor denied allegations (except jurisdiction).
- No substantive communication from SDNY since initial May 2023 inquiry.

## SEC filing metadata
- accession: 0001104659-24-090716
- form_type: 8-K
- ticker: IEP
- cik: 0000813762
- company_name: ICAHN ENTERPRISES L.P.
- filed_at: 2024-08-19T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/813762/000110465924090716/0001104659-24-090716-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/813762/000110465924090716/tm2418286d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-24-090716
- JSON: https://secwatch.observer/filing/0001104659-24-090716.json
- Plain text: https://secwatch.observer/filing/0001104659-24-090716.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.