---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-24-098800"
form_type: "8-K"
ticker: "TAOX"
cik: "0001571934"
company_name: "TAO Synergies Inc."
filed_at: "2024-09-11T23:59:59+00:00"
generated_at: "2026-05-31T05:26:28.413392+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Synaptogenix raises $5.0M via Series C preferred stock and warrants, convertible/exercisable at $4.00/share

## Summary
- Gross proceeds of $5.0M from sale of 5,000 shares of Series C convertible preferred stock (stated value $1,000) and warrants.
- Series C convertible at $4.00/share, pays 5% quarterly cash dividend; warrants exercisable at $4.00 for 5 years.
- Closing expected September 12, 2024; net proceeds for general corporate purposes, including potential R&D or acquisitions.
- CEO Alan Tuchman noted support from existing investors and aims to be strategic for growth and shareholder value.

## SEC filing metadata
- accession: 0001104659-24-098800
- form_type: 8-K
- ticker: TAOX
- cik: 0001571934
- company_name: TAO Synergies Inc.
- filed_at: 2024-09-11T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1571934/000110465924098800/0001104659-24-098800-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1571934/000110465924098800/tm2423592d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-24-098800
- JSON: https://secwatch.observer/filing/0001104659-24-098800.json
- Plain text: https://secwatch.observer/filing/0001104659-24-098800.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
