---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-24-099847"
form_type: "8-K"
ticker: "TAOX"
cik: "0001571934"
company_name: "TAO Synergies Inc."
filed_at: "2024-09-13T23:59:59+00:00"
generated_at: "2026-05-31T04:53:46.410705+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Synaptogenix raises $5M via Series C Convertible Preferred and warrants

## Summary
- Closed private placement of Series C Preferred (convertible at $4/share) and warrants for aggregate gross proceeds of $5M.
- Preferred carries 5% annual cash dividend, 107% quarterly amortization redemption starting Oct 31, 2024.
- Company must seek stockholder approval by Dec 31, 2024 to issue more than 19.99% of common stock upon conversion.
- Holders can force cash redemption after first anniversary; Triggering Events include failure to register shares.
- Covenants restrict indebtedness, liens, acquisitions, dividends, and asset transfers.

## SEC filing metadata
- accession: 0001104659-24-099847
- form_type: 8-K
- ticker: TAOX
- cik: 0001571934
- company_name: TAO Synergies Inc.
- filed_at: 2024-09-13T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.03, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1571934/000110465924099847/0001104659-24-099847-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1571934/000110465924099847/tm2424042d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-24-099847
- JSON: https://secwatch.observer/filing/0001104659-24-099847.json
- Plain text: https://secwatch.observer/filing/0001104659-24-099847.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.