---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-24-108080"
form_type: "8-K"
ticker: "NLST"
cik: "0001282631"
company_name: "NETLIST INC"
filed_at: "2024-10-11T23:59:59+00:00"
generated_at: "2026-05-30T15:14:42.575177+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Netlist prices $15M registered direct offering; prelim Q3 revenue $38-40M

## Summary
- Offering of 13.64M shares + Series A and B warrants at $1.10/share; gross proceeds $15M, net ~$14.2M.
- Series A warrants exercisable at $1.30 for 5 years; Series B at $1.10 for 100 days; both immediately exercisable.
- Preliminary Q3 net sales estimate of $38M-$40M (unaudited, subject to change).
- Proceeds for working capital and general corporate purposes; 100-day lock-up agreements with directors and officers.
- Closing expected on or about Oct 14, 2024; Roth Capital serves as exclusive placement agent.

## SEC filing metadata
- accession: 0001104659-24-108080
- form_type: 8-K
- ticker: NLST
- cik: 0001282631
- company_name: NETLIST INC
- filed_at: 2024-10-11T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 2.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1282631/000110465924108080/0001104659-24-108080-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1282631/000110465924108080/tm2425828d2_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-24-108080
- JSON: https://secwatch.observer/filing/0001104659-24-108080.json
- Plain text: https://secwatch.observer/filing/0001104659-24-108080.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.