secwatch.observer — SEC 8-K summary
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Issuer:     APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK:        0001158114
Form:       8-K
Filed at:   2024-11-07T23:59:59+00:00
Accession:  0001104659-24-115343
Event type: other_material
Sentiment:  neutral
Materiality: 0.55
Item codes: 1.01, 1.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied Optoelectronics enters $55M ATM equity program, terminates prior $0.1M remainder
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- New Equity Distribution Agreement with Raymond James allows sale of up to $55M of common stock in at-the-market offerings.
- Prior ATM program terminated with approximately $0.1M of common stock unsold as of termination.
- Sales Agent receives 2% commission on gross sales; Company reimburses certain expenses up to $10K (blue sky, FINRA) and up to $30K if termination conditions met.
- Shares sold under existing shelf registration statement effective March 2023; prospectus supplement filed November 7, 2024.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1158114/000110465924115343/0001104659-24-115343-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1158114/000110465924115343/tm2427480d2_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-24-115343

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