secwatch.observer — SEC 8-K summary ====================================== Issuer: UNIVERSAL CORP /VA/ (UVV) CIK: 0000102037 Form: 8-K Filed at: 2024-11-22T23:59:59+00:00 Accession: 0001104659-24-122111 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Universal receives NYSE non-compliance notice for delayed Q2 filing due to ongoing internal investigation -------------------------------------------------------------------------------- - NYSE notice on Nov 19, 2024: UVV failed to timely file Form 10-Q for quarter ended Sep 30, 2024. - Cause: ongoing internal investigation preventing timely completion of financial statements. - No immediate effect on NYSE listing; six months from Nov 18, 2024 to regain compliance by filing. - NYSE may grant up to six additional months or commence delisting proceedings at any time. - Company expects to file within the cure period but provides no assurance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/102037/000110465924122111/0001104659-24-122111-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/102037/000110465924122111/tm2429083d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-122111 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer