secwatch.observer — SEC 8-K summary ====================================== Issuer: Traws Pharma, Inc. (TRAW) CIK: 0001130598 Form: 8-K Filed at: 2024-11-22T23:59:59+00:00 Accession: 0001104659-24-122149 Event type: regulatory Sentiment: negative Materiality: 0.80 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Traws Pharma receives Nasdaq delisting notice for equity-rule non-compliance ---------------------------------------------------------------------------- - Nasdaq Staff notified Company on Nov 20, 2024 of non-compliance with $2.5M stockholders' equity requirement (Listing Rule 5550(b)(1)). - Company self-reported equity shortfall and requested Nov 14 hearing solely on equity rule; bid-price compliance was regained on Oct 29. - Awaiting determination from Nasdaq Hearings Panel; delisting remains a risk if plan not accepted. - Previously disclosed bid-price non-compliance resolved by 10 consecutive closing bids above $1.00/share. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1130598/000110465924122149/0001104659-24-122149-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1130598/000110465924122149/tm2429248d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-122149 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer