---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-24-126370"
form_type: "8-K"
ticker: null
cik: "0001885998"
company_name: "Roth CH Acquisition V Co."
filed_at: "2024-12-09T23:59:59+00:00"
generated_at: "2026-05-29T05:49:22.545541+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# Roth CH Acquisition V faces Nasdaq delisting for failing to complete business combination within 36 months

## Summary
- Nasdaq notified on Dec 2, 2024 that ROCL failed to meet continued listing requirement under IM 5101-2.
- Trading in common stock (ROCL), warrants (ROCLW), and units (ROCLU) suspended at open on Dec 9 unless hearing requested by that date.
- Company continues to work on previously announced merger with New Era Helium Inc.; expects imminent closing.

## SEC filing metadata
- accession: 0001104659-24-126370
- form_type: 8-K
- cik: 0001885998
- company_name: Roth CH Acquisition V Co.
- filed_at: 2024-12-09T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1885998/000110465924126370/0001104659-24-126370-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1885998/000110465924126370/tm2430429d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-24-126370
- JSON: https://secwatch.observer/filing/0001104659-24-126370.json
- Plain text: https://secwatch.observer/filing/0001104659-24-126370.txt

## Key facts
- Listing & Compliance Notices
  Roth CH Acquisition V Co. received a nasdaq deficiency notice notice regarding other.
  - Exchange: nasdaq
  - Notice: deficiency notice
  source text: December 2, 2024, the Company received a notice from the staff of the Listing Qualifications Department of Nasdaq stating that because the Company had not completed an initial business combination within 36 months of the effective date of its registration statement in connection with its initial public offering, it was not in compliance with Nasdaq IM 5101-2, and was therefore subject to delisting. The Company has until December 9, 2024 to request a hearing before the Nasdaq Hearings Panel. Trading in the Company’s securities on Nasdaq will be suspended at the opening of business on December 9
  evidence_url: https://www.sec.gov/Archives/edgar/data/1885998/000110465924126370/0001104659-24-126370-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.