{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-24-130522","form_type":"8-K","ticker":"AAOI","cik":"0001158114","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2024-12-20T23:59:59+00:00","discovered_at":"2026-05-14T18:03:07.804832+00:00","generated_at":"2026-05-29T00:04:35.867334+00:00","sec_items":["1.01","3.02","2.03","7.01","8.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"AOI exchanges $76.7M of 5.25% 2026 notes for $125M 2.75% 2030 notes and 1.49M shares; prices $33.6M equity offering","bullets":["Exchanged ~$76.7M principal of 5.25% 2026 Notes for $125M of 2.75% 2030 Notes, ~1.49M shares, and $89.6K cash interest.","New 2030 Notes mature Jan 15, 2030; initial conversion price ~$43.31/share (27.5% premium to Dec 18 close).","Priced registered direct offering of 1,036,458 shares at $33.97/share for net proceeds of ~$33.6M.","Net proceeds from equity offering for general corporate purposes, including capex and working capital.","Both transactions expected to close on or about Dec 23, 2024, subject to customary conditions."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-24-130522","json":"https://secwatch.observer/filing/0001104659-24-130522.json","markdown":"https://secwatch.observer/filing/0001104659-24-130522.md","text":"https://secwatch.observer/filing/0001104659-24-130522.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924130522/0001104659-24-130522-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924130522/tm2431223d4_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-29T00:04:35.867334+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}