{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-24-131385","form_type":"8-K","ticker":"AAOI","cik":"0001158114","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2024-12-23T23:59:59+00:00","discovered_at":"2026-05-14T18:03:07.805107+00:00","generated_at":"2026-05-28T23:30:15.362659+00:00","sec_items":["1.01","1.02","2.03","3.02","7.01","9.01"],"event_type":"debt","sentiment":"positive","materiality_score":0.8,"calibrated_materiality_score":0.8,"confidence":"high","headline":"AOI exchanges $76.7M 2026 notes for $125M 2030 notes, raises $33.7M equity","bullets":["Exchanged $76.7M of 5.250% 2026 notes for $125M of 2.750% 2030 notes, 1.49M shares, and ~$90k cash.","Concurrent registered direct offering of 1,036,458 shares at $33.97/share raised net ~$33.7M.","CFO says transactions extend maturity to 2030, reduce interest expense, and strengthen cash by ~$30.2M.","Amended 2026 note indenture to eliminate certain restrictive covenants; $3.5M of 2026 notes remain outstanding.","2030 notes convertible at ~$43.31/share (27.5% premium); redeemable after Jan 2027 if stock conditions met."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-24-131385","json":"https://secwatch.observer/filing/0001104659-24-131385.json","markdown":"https://secwatch.observer/filing/0001104659-24-131385.md","text":"https://secwatch.observer/filing/0001104659-24-131385.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924131385/0001104659-24-131385-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924131385/tm2431223d10_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-28T23:30:15.362659+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}