secwatch.observer — SEC 8-K summary ====================================== Issuer: AEON Biopharma, Inc. (AEON) CIK: 0001837607 Form: 8-K Filed at: 2025-01-06T23:59:59+00:00 Accession: 0001104659-25-001109 Event type: other_material Sentiment: positive Materiality: 0.75 Item codes: 7.01 LLM model: deepseek-v4-flash:cloud@v2 AEON Biopharma prices $20M public offering of units and warrants to fund operations through 2025 -------------------------------------------------------------------------------- - Gross proceeds ~$20M from 40M units at $0.50/unit; each unit includes one share or Pre-Funded Warrant plus two Series A and B Warrants at $0.625 exercise. - Series A Warrants exercisable after stockholder approval, expire 60 months; Series B Warrants exercisable after approval, expire 30 months with cashless option. - Aegis Capital Corp. sole book-runner; underwriter has 45-day option to purchase up to 15% additional shares/warrants for over-allotments. - Expected close Jan 7, 2025; net proceeds for general corporate purposes and development of ABP-450 botulinum toxin biosimilar. - CEO Marc Forth: capital sufficient through 2025; plans BPD Type 2 meeting with FDA in 2025 to discuss next steps. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1837607/000110465925001109/0001104659-25-001109-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1837607/000110465925001109/tm2432042d2_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-001109 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer