---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-002025"
form_type: "8-K"
ticker: "SMTK"
cik: "0001817760"
company_name: "SmartKem, Inc."
filed_at: "2025-01-08T23:59:59+00:00"
generated_at: "2026-05-28T06:59:40.794924+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# SmartKem raises ~$6.6M, believes it regains Nasdaq equity compliance

## Summary
- Completed offering on Dec 20, 2024, issuing shares and warrants for ~$6.6M net proceeds.
- Previously reported stockholders' equity of $2.3M as of Sept 30, 2024, below Nasdaq's $2.5M minimum.
- Nasdaq informed Company no compliance plan required; will monitor at next periodic report.
- As of Jan 8, 2025, Company believes equity above $2.5M and compliance regained.

## SEC filing metadata
- accession: 0001104659-25-002025
- form_type: 8-K
- ticker: SMTK
- cik: 0001817760
- company_name: SmartKem, Inc.
- filed_at: 2025-01-08T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1817760/000110465925002025/0001104659-25-002025-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1817760/000110465925002025/tm252039d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-002025
- JSON: https://secwatch.observer/filing/0001104659-25-002025.json
- Plain text: https://secwatch.observer/filing/0001104659-25-002025.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.