---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-003801"
form_type: "8-K"
ticker: "GANX"
cik: "0001819411"
company_name: "Gain Therapeutics, Inc."
filed_at: "2025-01-15T23:59:59+00:00"
generated_at: "2026-05-28T01:17:51.748109+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.15
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Gain Therapeutics receives and cures Nasdaq MVLS deficiency within days

## Summary
- Received Nasdaq MVLS deficiency notice on Jan 8, 2025 for falling below $50M minimum from Nov 14 to Dec 27, 2024.
- Regained compliance as of Jan 14, 2025; Nasdaq confirmed compliance in writing on Jan 15, 2025.
- No immediate impact on listing; common stock continues trading on Nasdaq Global Market under GANX.
- Deficiency was cured within one week; matter is now closed.

## SEC filing metadata
- accession: 0001104659-25-003801
- form_type: 8-K
- ticker: GANX
- cik: 0001819411
- company_name: Gain Therapeutics, Inc.
- filed_at: 2025-01-15T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.15
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1819411/000110465925003801/0001104659-25-003801-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1819411/000110465925003801/tm253348d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-003801
- JSON: https://secwatch.observer/filing/0001104659-25-003801.json
- Plain text: https://secwatch.observer/filing/0001104659-25-003801.txt

## Source-grounded claims
- claim_id: 46f6f420e5a9afa5adf8043a3a14ed1f1faad861
  claim: Gain Therapeutics, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(A)).
  evidence_excerpt: um of $50 million required for continued listing on The Nasdaq Global Market, pursuant to Nasdaq Listing Rule 5450(b)(2)(A) (the “MVLS Requirement”). The MVLS Deficiency Notice had no immediate effect on the listing of t
  evidence_url: https://www.sec.gov/Archives/edgar/data/1819411/000110465925003801/0001104659-25-003801-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.