---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-031224"
form_type: "8-K"
ticker: null
cik: "0001727074"
company_name: "PGIM ETF TRUST"
filed_at: "2025-04-02T23:59:59+00:00"
generated_at: "2026-05-23T23:50:13.184449+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# PGIM Jennison Focused Mid-Cap ETF (PJFM) receives delisting notice from Cboe for insufficient beneficial holders

## Summary
- Cboe Staff notified Trust that Fund had <50 beneficial holders as of Dec 30, 2024, Jan 29, 2025, and Mar 3, 2025.
- Trust must submit a compliance plan within 45 days; failure may lead to delisting of the Fund.
- Fund commenced trading on Cboe on Dec 19, 2023; rule requires at least 50 beneficial holders after initial 12 months.

## SEC filing metadata
- accession: 0001104659-25-031224
- form_type: 8-K
- cik: 0001727074
- company_name: PGIM ETF TRUST
- filed_at: 2025-04-02T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1727074/000110465925031224/0001104659-25-031224-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1727074/000110465925031224/tm2511122d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-031224
- JSON: https://secwatch.observer/filing/0001104659-25-031224.json
- Plain text: https://secwatch.observer/filing/0001104659-25-031224.txt

## Key facts
- Listing & Compliance Notices
  PGIM ETF TRUST received a other deficiency notice notice regarding other.
  - Notice: deficiency notice
  source text: March 28, 2025, the compliance staff (the “Staff”) of Cboe BZX Exchange, Inc. (“Cboe”) provided written notice (the “Notice”) to PGIM ETF Trust (the “Trust”) that it is not in compliance with the continued listing standard set forth in Exchange Rule 14.11(l)(4)(B)(i)(c) of Cboe with respect to one of its series, PGIM Jennison Focused Mid-Cap ETF (the “Fund”). Exchange Rule 14.11(l)(4)(B)(i)(c) provides that Cboe will consider suspension of trading and delisting proceedings if, following the initial twelve month period after commencement of trading on the exchange of a series of ETF shares, the
  evidence_url: https://www.sec.gov/Archives/edgar/data/1727074/000110465925031224/0001104659-25-031224-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.