secwatch.observer — SEC 8-K summary
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Issuer:     PGIM ETF TRUST (—)
CIK:        0001727074
Form:       8-K
Filed at:   2025-04-02T23:59:59+00:00
Accession:  0001104659-25-031224
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

PGIM Jennison Focused Mid-Cap ETF (PJFM) receives delisting notice from Cboe for insufficient beneficial holders
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- Cboe Staff notified Trust that Fund had <50 beneficial holders as of Dec 30, 2024, Jan 29, 2025, and Mar 3, 2025.
- Trust must submit a compliance plan within 45 days; failure may lead to delisting of the Fund.
- Fund commenced trading on Cboe on Dec 19, 2023; rule requires at least 50 beneficial holders after initial 12 months.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1727074/000110465925031224/0001104659-25-031224-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1727074/000110465925031224/tm2511122d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-25-031224

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