---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-034317"
form_type: "8-K"
ticker: "CWD"
cik: "0001627282"
company_name: "CaliberCos Inc."
filed_at: "2025-04-14T23:59:59+00:00"
generated_at: "2026-05-23T15:29:56.839970+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# CaliberCos exchanges $7.2M in notes for 12% new notes, warrants, and shares

## Summary
- Aggregate principal of new notes: $7,201,026.67, bearing 12% interest, 3-year maturity, 10% OID.
- Warrants for up to 1,466,923 shares at $1.00 per share; 146,689 commitment shares issued.
- New notes replace existing unsecured subordinated promissory notes; company to register underlying shares.
- Notes and warrants issued under Regulation D accredited investor exemption; no registration.

## SEC filing metadata
- accession: 0001104659-25-034317
- form_type: 8-K
- ticker: CWD
- cik: 0001627282
- company_name: CaliberCos Inc.
- filed_at: 2025-04-14T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 2.03, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/0001104659-25-034317-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/tm2512134d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-034317
- JSON: https://secwatch.observer/filing/0001104659-25-034317.json
- Plain text: https://secwatch.observer/filing/0001104659-25-034317.txt

## Key facts
- Debt Financings
  CaliberCos Inc. incurred senior notes of $7,201,026.67 with certain holders of the Prior Notes at 12% per annum maturing three year maturity date.
  - Instrument: senior notes
  - Principal: $7,201,026.67
  - Counterparty: certain holders of the Prior Notes
  - Rate: 12% per annum
  - Maturity: three year maturity date
  - Event: incurrence
  source text: exchange the Prior Notes for 10% OID notes bearing interest at 12% per annum with a three year maturity date in the aggregate original principal amount of $7,201,026.67
  evidence_url: https://www.sec.gov/Archives/edgar/data/1627282/000110465925034317/0001104659-25-034317-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.