secwatch.observer — SEC 8-K summary
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Issuer:     APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK:        0001158114
Form:       8-K
Filed at:   2025-05-28T23:59:59+00:00
Accession:  0001104659-25-053561
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied Optoelectronics enters up to $100M ATM equity distribution agreement with Raymond James and Needham
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- Company may sell up to $100M of common stock in at-the-market offerings through Raymond James and Needham.
- Sales agents receive 2% commission on gross proceeds; reimbursement for expenses up to $10k, plus up to $30k if minimum not met.
- Shares registered under existing automatic shelf registration statement (Form S-3ASR).
- Company has no obligation to sell any shares and may suspend offerings at any time.
- Agreement may be terminated by either party; termination occurs upon sale of all shares subject to agreement.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1158114/000110465925053561/0001104659-25-053561-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1158114/000110465925053561/tm2515600d3_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-25-053561

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