secwatch.observer — SEC 8-K summary ====================================== Issuer: Carisma Therapeutics Inc. (CARM) CIK: 0001485003 Form: 8-K Filed at: 2025-06-12T23:59:59+00:00 Accession: 0001104659-25-058622 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 Carisma Therapeutics secures Nasdaq listing extension with transfer to Capital Market, strict conditions to Oct 7, 2025 -------------------------------------------------------------------------------- - Nasdaq Panel granted exception; listing transferred to Nasdaq Capital Market effective June 12, 2025. - Must demonstrate closing bid price ≥$1.00 for 10 consecutive sessions by Oct 7, 2025. - Must complete a strategic transaction and meet all initial listing requirements for Capital Market by Oct 7. - Company had previously failed MVLS ($50M), MVPHS ($15M), and Bid Price ($1.00) rules. - Panel may reconsider if conditions not met; no assurance of compliance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1485003/000110465925058622/0001104659-25-058622-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1485003/000110465925058622/tm2517769d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-058622 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer