---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-075956"
form_type: "8-K"
ticker: "OCGN"
cik: "0001372299"
company_name: "Ocugen, Inc."
filed_at: "2025-08-11T23:59:59+00:00"
generated_at: "2026-05-17T15:17:01.347209+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Ocugen announces $20M registered direct offering of 20M shares + warrants to Janus Henderson

## Summary
- Gross proceeds $20M from 20M shares at $1.00 per share (Aug 7 close); warrants to buy 20M shares at $1.50, expiring 2 years.
- Warrants callable by company if VWAP exceeds $2.50 for 5 of 30 consecutive trading days.
- Investor is Janus Henderson; sole placement agent Noble Capital Markets receives 5.5% cash fee.
- Investor agrees to 90-day lock-up on shares and warrant shares from closing.
- Offering expected to close on or about August 11, 2025; up to $30M additional proceeds if warrants fully exercised.

## SEC filing metadata
- accession: 0001104659-25-075956
- form_type: 8-K
- ticker: OCGN
- cik: 0001372299
- company_name: Ocugen, Inc.
- filed_at: 2025-08-11T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1372299/000110465925075956/0001104659-25-075956-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1372299/000110465925075956/tm2523010d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-075956
- JSON: https://secwatch.observer/filing/0001104659-25-075956.json
- Plain text: https://secwatch.observer/filing/0001104659-25-075956.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.