secwatch / observer
8-K filed August 20, 2025, 7:59 PM ET ticker ICE CIK 0001571949
other confidence high sentiment neutral materiality 0.25

ICE amends certificate of incorporation to extend voting/ownership limits to SBSEF subsidiary

Intercontinental Exchange, Inc.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Intercontinental Exchange, Inc.: Extended existing stockholder voting/ownership limitations to SBSEFs, expanded SEC review requirements, and updated registered agent address (effective 2025-08-20).

Change
charter amendment
Effective
2025-08-20
Exact text from the filing
On August 20, 2025, the Seventh Amended and Restated Certificate of Incorporation (as so amended, the “Certificate of Incorporation”) of Intercontinental Exchange, Inc. (the “Company”) became effective, which (1) extends existing limitations on stockholder voting and ownership to security-based swap execution facilities (“SBSEFs”) since the Company’s subsidiary ICE Swap Trade, LLC has registered with the U.S. Securities and Exchange Commission (the “SEC”) as an SBSEF, (2) expands existing requirements relating to SEC review of amendments to the Certificate of Incorporation so long as the Company controls, directly or indirectly, an SBSEF and (3) updates the address of the Company’s registered agent
View on SEC.gov

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Intercontinental Exchange, Inc. filing history →

Source: SEC EDGAR
accession 0001104659-25-080932
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