---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-084009"
form_type: "8-K"
ticker: "AAOI"
cik: "0001158114"
company_name: "APPLIED OPTOELECTRONICS, INC."
filed_at: "2025-08-27T23:59:59+00:00"
generated_at: "2026-05-17T09:38:29.093544+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# AAOI enters $150M at-the-market equity distribution agreement with Raymond James and Needham

## Summary
- Up to $150M in common stock may be sold from time to time through Raymond James and Needham as sales agents.
- Sales agents receive 2% commission on gross proceeds; Company can suspend or terminate at any time.
- Shares are registered under existing shelf registration statement (Form S-3ASR).
- Agreement provides flexibility to raise capital; no obligation to sell any shares.

## SEC filing metadata
- accession: 0001104659-25-084009
- form_type: 8-K
- ticker: AAOI
- cik: 0001158114
- company_name: APPLIED OPTOELECTRONICS, INC.
- filed_at: 2025-08-27T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000110465925084009/0001104659-25-084009-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1158114/000110465925084009/tm2523795d2_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-084009
- JSON: https://secwatch.observer/filing/0001104659-25-084009.json
- Plain text: https://secwatch.observer/filing/0001104659-25-084009.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.