secwatch.observer — SEC 8-K summary ====================================== Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI) CIK: 0001158114 Form: 8-K Filed at: 2025-08-27T23:59:59+00:00 Accession: 0001104659-25-084009 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 AAOI enters $150M at-the-market equity distribution agreement with Raymond James and Needham -------------------------------------------------------------------------------- - Up to $150M in common stock may be sold from time to time through Raymond James and Needham as sales agents. - Sales agents receive 2% commission on gross proceeds; Company can suspend or terminate at any time. - Shares are registered under existing shelf registration statement (Form S-3ASR). - Agreement provides flexibility to raise capital; no obligation to sell any shares. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000110465925084009/0001104659-25-084009-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1158114/000110465925084009/tm2523795d2_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-084009 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer