---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-101282"
form_type: "8-K"
ticker: "RZLT"
cik: "0001509261"
company_name: "Rezolute, Inc."
filed_at: "2025-10-21T23:59:59+00:00"
generated_at: "2026-05-17T03:00:58.310623+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.3
calibrated_materiality_score: 0.3
confidence: "high"
source: SEC EDGAR
---

# Rezolute amends exec employment agreements for 280G gross-up; terminates unused Jefferies ATM

## Summary
- CEO Nevan Elam, CMO Brian Roberts, CFO Daron Evans, CCO Sunil Karnawat get full gross-up for 280G excise tax on change-of-control payments.
- Gross-up amount determined by Company in its sole discretion; other terms of employment agreements unchanged.
- Company terminated Open Market Sale Agreement with Jefferies LLC effective Oct 24, 2025; no sales were made under the ATM program.

## SEC filing metadata
- accession: 0001104659-25-101282
- form_type: 8-K
- ticker: RZLT
- cik: 0001509261
- company_name: Rezolute, Inc.
- filed_at: 2025-10-21T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.3
- calibrated_materiality_score: 0.3
- confidence: high
- sec_items: 1.01, 5.02, 1.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1509261/000110465925101282/0001104659-25-101282-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1509261/000110465925101282/tm2529201d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-101282
- JSON: https://secwatch.observer/filing/0001104659-25-101282.json
- Plain text: https://secwatch.observer/filing/0001104659-25-101282.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.