secwatch.observer — SEC 8-K summary ====================================== Issuer: Rezolute, Inc. (RZLT) CIK: 0001509261 Form: 8-K Filed at: 2025-10-21T23:59:59+00:00 Accession: 0001104659-25-101282 Event type: other_material Sentiment: neutral Materiality: 0.30 Item codes: 1.01, 5.02, 1.02 LLM model: deepseek-v4-flash:cloud@v2 Rezolute amends exec employment agreements for 280G gross-up; terminates unused Jefferies ATM -------------------------------------------------------------------------------- - CEO Nevan Elam, CMO Brian Roberts, CFO Daron Evans, CCO Sunil Karnawat get full gross-up for 280G excise tax on change-of-control payments. - Gross-up amount determined by Company in its sole discretion; other terms of employment agreements unchanged. - Company terminated Open Market Sale Agreement with Jefferies LLC effective Oct 24, 2025; no sales were made under the ATM program. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1509261/000110465925101282/0001104659-25-101282-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1509261/000110465925101282/tm2529201d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-101282 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer