---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-101675"
form_type: "8-K"
ticker: "CWD"
cik: "0001627282"
company_name: "CaliberCos Inc."
filed_at: "2025-10-23T23:59:59+00:00"
generated_at: "2026-05-17T02:30:50.227427+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# CaliberCos regains Nasdaq equity compliance; estimates equity $4.5M-$6.0M

## Summary
- Believes stockholders' equity as of Sept 30, 2025 is between $4.5M and $6.0M, above $2.5M minimum.
- Regained compliance via equity offerings and debt conversions executed since Sept 30, 2025.
- CEO credits Digital Asset Treasury strategy anchored in LINK token for improving equity base.
- Nasdaq will monitor; if compliance not evidenced in Q3 10-Q (due Nov 13, 2025), delisting risk remains.
- Company expects formal Nasdaq notice confirming compliance with Listing Rule 5550(b)(1).

## SEC filing metadata
- accession: 0001104659-25-101675
- form_type: 8-K
- ticker: CWD
- cik: 0001627282
- company_name: CaliberCos Inc.
- filed_at: 2025-10-23T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1627282/000110465925101675/0001104659-25-101675-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1627282/000110465925101675/tm2529321d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-101675
- JSON: https://secwatch.observer/filing/0001104659-25-101675.json
- Plain text: https://secwatch.observer/filing/0001104659-25-101675.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.