secwatch.observer — SEC 8-K summary ====================================== Issuer: CaliberCos Inc. (CWD) CIK: 0001627282 Form: 8-K Filed at: 2025-10-23T23:59:59+00:00 Accession: 0001104659-25-101675 Event type: regulatory Sentiment: positive Materiality: 0.75 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CaliberCos regains Nasdaq equity compliance; estimates equity $4.5M-$6.0M ------------------------------------------------------------------------- - Believes stockholders' equity as of Sept 30, 2025 is between $4.5M and $6.0M, above $2.5M minimum. - Regained compliance via equity offerings and debt conversions executed since Sept 30, 2025. - CEO credits Digital Asset Treasury strategy anchored in LINK token for improving equity base. - Nasdaq will monitor; if compliance not evidenced in Q3 10-Q (due Nov 13, 2025), delisting risk remains. - Company expects formal Nasdaq notice confirming compliance with Listing Rule 5550(b)(1). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1627282/000110465925101675/0001104659-25-101675-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1627282/000110465925101675/tm2529321d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-101675 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer