secwatch.observer — SEC 8-K summary ====================================== Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI) CIK: 0001158114 Form: 8-K Filed at: 2025-11-07T23:59:59+00:00 Accession: 0001104659-25-108503 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Applied Optoelectronics enters $180M ATM equity distribution agreement ---------------------------------------------------------------------- - Company may sell up to $180M of common stock at-the-market through Raymond James and Needham. - Sales Agents receive 2% of gross proceeds; reimbursement capped at $30K for expenses upon termination. - No obligation to sell any shares; company can suspend offerings at any time. - Shares registered under automatic shelf registration on Form S-3ASR (333-283905). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000110465925108503/0001104659-25-108503-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1158114/000110465925108503/tm2530072d2_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-108503 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer