---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-25-110316"
form_type: "8-K"
ticker: "KALA"
cik: "0001479419"
company_name: "KALA BIO, Inc."
filed_at: "2025-11-12T23:59:59+00:00"
generated_at: "2026-05-16T21:04:18.436669+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# KALA BIO receives Nasdaq deficiency notice for MVLS below $35M; 180 days to comply

## Summary
- Nasdaq notified KALA BIO on Nov 10, 2025 that MVLS was below $35M for 30 consecutive business days, violating Listing Rule 5550(b)(2).
- Company also fails alternative standards: stockholders' equity <$2.5M and no net income from continuing operations in recent fiscal years.
- Has until May 11, 2026 to regain compliance; if MVLS is at least $35M for 10 consecutive days, compliance is restored.
- If not compliant by the deadline, stock subject to delisting; company may appeal to a Nasdaq Listing Qualifications Panel.

## SEC filing metadata
- accession: 0001104659-25-110316
- form_type: 8-K
- ticker: KALA
- cik: 0001479419
- company_name: KALA BIO, Inc.
- filed_at: 2025-11-12T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1479419/000110465925110316/0001104659-25-110316-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1479419/000110465925110316/kala-20251110x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-25-110316
- JSON: https://secwatch.observer/filing/0001104659-25-110316.json
- Plain text: https://secwatch.observer/filing/0001104659-25-110316.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.