secwatch.observer — SEC 8-K summary ====================================== Issuer: NANOVIRICIDES, INC. (NNVC) CIK: 0001379006 Form: 8-K Filed at: 2025-11-14T23:59:59+00:00 Accession: 0001104659-25-112644 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 NanoViricides raises $6M in registered direct offering and private placement with warrants -------------------------------------------------------------------------------- - Offered 3,571,429 shares (or pre-funded equivalents) at $1.68/share for gross proceeds of ~$6M. - Concurrent private placement of Series A warrants (3.57M shares, $1.75 exercise, 2yr) and Series B warrants (3.57M shares, $2.00 exercise, 5.5yr). - Offering closed Nov 12, 2025; net proceeds for working capital and general corporate purposes. - Directors and executive officers entered into 90-day lock-up agreements following closing. - A.G.P./Alliance Global Partners acted as sole placement agent with 7% cash fee. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1379006/000110465925112644/0001104659-25-112644-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1379006/000110465925112644/tm2531119d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-25-112644 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer