{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-25-115134","form_type":"8-K","ticker":"CGEH","cik":"0001009759","company_name":"Capstone Energy Plus, Inc.","filed_at":"2025-11-24T23:59:59+00:00","discovered_at":"2026-05-14T18:02:38.509653+00:00","generated_at":"2026-05-16T17:12:50.301696+00:00","sec_items":["1.01","3.02","7.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.75,"calibrated_materiality_score":0.75,"confidence":"high","headline":"Capstone Green Energy raises $15M via PIPE at $2.00/share; to repay $8M debt due Dec 7, 2025","bullets":["Gross proceeds of ~$15M; issues 7.5M shares (or pre-funded warrants) at $2.00/share, an 8% premium to $1.85 close.","Closing expected Nov 25, 2025; uses $8M to repay debt maturing Dec 7, 2025, plus working capital and AI data center expansion.","Directors, officers and management participate; 90-day lock-up for company insiders; investors ban short sales for 90 days post-registration effectiveness.","Craig-Hallum Capital Group acts as sole placement agent with 7.0% cash fee; shares issued under Section 4(a)(2)/Rule 506(b).","Company agrees to file resale registration statement within 30 days and use commercially reasonable efforts for SEC effectiveness."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-25-115134","json":"https://secwatch.observer/filing/0001104659-25-115134.json","markdown":"https://secwatch.observer/filing/0001104659-25-115134.md","text":"https://secwatch.observer/filing/0001104659-25-115134.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/tm2532029d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T17:12:50.301696+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"064591778a748f9dabb78cf603b967c41d050e5a","claim":"Capstone Energy Plus, Inc. issued 3,980,000 shares of common stock to certain accredited investors for $2.00 per share.","evidence_excerpt":"On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00","evidence_source":"SEC 8-K Item 3.02/3.03","evidence_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm","confidence":0.9,"family_label":"Equity Issuances","details":[{"label":"Security","value":"common stock"},{"label":"Shares","value":"3,980,000 shares"},{"label":"Purchaser","value":"certain accredited investors"},{"label":"Consideration","value":"$2.00 per share"}],"fact_type":"equity_issuance"},{"claim_id":"c039fc571cad099edf148f4939ac77dd97fdbd74","claim":"Capstone Energy Plus, Inc. issued 3,520,000 shares of Common Stock of warrant to certain accredited investors for price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001.","evidence_excerpt":"(b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share","evidence_source":"SEC 8-K Item 3.02/3.03","evidence_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm","confidence":0.9,"family_label":"Equity Issuances","details":[{"label":"Security","value":"warrant"},{"label":"Shares","value":"3,520,000 shares of Common Stock"},{"label":"Purchaser","value":"certain accredited investors"},{"label":"Consideration","value":"price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001"}],"fact_type":"equity_issuance"},{"claim_id":"3cc637807f2a97934c54a6828d933dde3f0908fa","claim":"Capstone Energy Plus, Inc. entered into Securities Purchase Agreement with certain accredited investors valued at estimated gross proceeds to the Company of approximately $15 million (effective 2025-11-24).","evidence_excerpt":"On November 24, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Purchasers”), relating to a private investment in public equity financing (the “PIPE”) of an aggregate of (a) 3,980,000 shares (the “Shares”) of the Company’s Common Stock, par value $0.001 per share (“Common Stock”), at a price per Share equal to $2.00 and (b) Pre-Funded Warrants (the “Pre-Funded Warrants”) to purchase 3,520,000 shares of Common Stock (the “Pre-Funded Warrant Shares”) at a price per Pre-Funded Warrant equal to the same price as that for Shares minus $0.001, and the remaining exercise price of each Pre-Funded Warrant will equal $0.001 per share, for estimated gross proceeds to the Company of approximately $15 million","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1009759/000110465925115134/0001104659-25-115134-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain accredited investors"},{"label":"Value","value":"estimated gross proceeds to the Company of approximately $15 million"},{"label":"Effective","value":"2025-11-24"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}