secwatch.observer — SEC 8-K summary
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Issuer:     ArrowMark Financial Corp. (BANX)
CIK:        0001578987
Form:       8-K
Filed at:   2025-12-16T23:59:59+00:00
Accession:  0001104659-25-121660
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

ArrowMark Financial announces up to $25M ATM common stock offering
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- ATM offering of up to $25M of common stock (BANX) filed with SEC on Dec 15, 2025.
- ALPS Distributors as distributor; UBS Securities LLC as sub-placement agent.
- Proceeds to be invested per investment policy; sales at prices above NAV.
- Sales made at prevailing market prices; timing and amount vary based on conditions.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1578987/000110465925121660/0001104659-25-121660-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1578987/000110465925121660/tm2533424d2_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-25-121660

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer