{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-26-000243","form_type":"8-K","ticker":"NWBO","cik":"0001072379","company_name":"NORTHWEST BIOTHERAPEUTICS INC","filed_at":"2026-01-02T23:59:59+00:00","discovered_at":"2026-05-14T18:02:34.501551+00:00","generated_at":"2026-05-16T11:46:45.657768+00:00","sec_items":["5.07","5.03","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"NWBO shareholders OK share increase to 2.6B, elect Pat Sarma","bullets":["Authorized common shares increased from 1.7B to 2.6B; 89.65% of votes cast in favor.","Over 77% of total voting power represented at annual meeting; quorum present.","Pat Sarma elected as Class II director for three-year term with 81.1% of votes for.","Ratified Cherry Bekaert LLP as independent auditor for FY2025 (93.76% for).","Advisory vote on executive compensation approved with 77.23% of votes for."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-000243","json":"https://secwatch.observer/filing/0001104659-26-000243.json","markdown":"https://secwatch.observer/filing/0001104659-26-000243.md","text":"https://secwatch.observer/filing/0001104659-26-000243.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/tm261685d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T11:46:45.657768+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"0b12a9652ebcab2dff3c0b673b855438ba1cee48","claim":"NORTHWEST BIOTHERAPEUTICS INC: Increased authorized shares of common stock from 1,700,000,000 to 2,600,000,000 (effective 2025-12-30).","evidence_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0000943374-26-000219","ticker":"DCOM","company_name":"Dime Community Bancshares, Inc. /NY/","filed_at":"2026-06-01T20:02:33+00:00","headline":"Dime Commercial Bancshares name change effective; three executives amend employment agreements","event_type":"other_material","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000943374-26-000219","json":"https://secwatch.observer/filing/0000943374-26-000219.json","markdown":"https://secwatch.observer/filing/0000943374-26-000219.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/846617/000094337426000219/0000943374-26-000219-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/846617/000094337426000219/form8k_052826.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"On May 28, 2026, the Company filed with the Department of State of the State of New York a Certificate of Amendment to Certificate of Incorporation to change our corporate name from Dime Community Bancshares, Inc. to Dime Commercial Bancshares, Inc., effective immediate.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/846617/000094337426000219/0000943374-26-000219-index.htm"}},{"accession":"0001213900-26-063110","ticker":"RDAC","company_name":"Rising Dragon Acquisition Corp.","filed_at":"2026-06-01T10:08:35+00:00","headline":"Shareholders approve SPAC extension to Oct 15, 2027; ~1.9M shares redeemed","event_type":"other_material","sec_items":["1.01","5.03","5.07","8.01","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-063110","json":"https://secwatch.observer/filing/0001213900-26-063110.json","markdown":"https://secwatch.observer/filing/0001213900-26-063110.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/2018145/000121390026063110/0001213900-26-063110-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2018145/000121390026063110/ea0292895-8k_rising.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"Subsequent to the approval by its shareholders at the Extension Meeting of Rising Dragon’s second amended and restated memorandum and articles of association (the “Amended Charter”), the Company filed the Amended Charter with the Cayman Islands Registrar of Companies, effective May 28, 2026","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/2018145/000121390026063110/0001213900-26-063110-index.htm"}},{"accession":"0001628280-26-039233","ticker":"SKYE","company_name":"Skye Bioscience, Inc.","filed_at":"2026-05-29T20:54:45+00:00","headline":"Skye Bioscience stockholders approve 3x increase in authorized common shares to 300M","event_type":"other_material","sec_items":["5.03","5.07","9.01"],"materiality_score":0.7,"calibrated_materiality_score":0.7,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039233","json":"https://secwatch.observer/filing/0001628280-26-039233.json","markdown":"https://secwatch.observer/filing/0001628280-26-039233.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1516551/000162828026039233/0001628280-26-039233-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1516551/000162828026039233/skye-20260526.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"On May 28, 2026, Skye Bioscience, Inc., a Nevada corporation (the “Company”) filed a Certificate of Amendment to the Company’s Articles of Incorporation (the “Articles”) with the Nevada Secretary of State, to amend Section 1 of Article IV of the Articles to increase the number of authorized shares of common stock, par value $0.001 per share (the “common stock”), of the Company from 100,000,000 to 300,000,000 (the “Charter Amendment”).","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1516551/000162828026039233/0001628280-26-039233-index.htm"}},{"accession":"0002077096-26-000185","ticker":"RGR","company_name":"STURM RUGER & CO INC","filed_at":"2026-05-28T21:12:42+00:00","headline":"Sturm Ruger stockholders approve increase in authorized common shares from 40M to 60M","event_type":"other_material","sec_items":["5.03","5.07","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0002077096-26-000185","json":"https://secwatch.observer/filing/0002077096-26-000185.json","markdown":"https://secwatch.observer/filing/0002077096-26-000185.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/95029/000207709626000185/0002077096-26-000185-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/95029/000207709626000185/ea0292589-8k_sturm.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"On May 27, 2026, the Company’s stockholders approved an amendment (the “ Charter Amendment ”) to the Company’s Certificate of Incorporation, as amended, to increase the number of authorized shares of the Company’s common stock, par value $1.00 per share (the “ Common Stock ”) to 60 million shares. The Charter Amendment became effective upon its filing with the Secretary of State of the State of Delaware on May 28, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/95029/000207709626000185/0002077096-26-000185-index.htm"}},{"accession":"0001451505-26-000049","ticker":"RIG","company_name":"Transocean Ltd.","filed_at":"2026-05-26T21:10:19+00:00","headline":"Transocean shareholders approve up to 240.8M share capital authorization; 100M shares issued into treasury","event_type":"other_material","sec_items":["3.02","5.03","5.07","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001451505-26-000049","json":"https://secwatch.observer/filing/0001451505-26-000049.json","markdown":"https://secwatch.observer/filing/0001451505-26-000049.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1451505/000145150526000049/0001451505-26-000049-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1451505/000145150526000049/rig-20260522x8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"the Board of Directors of the Company approved an amendment to the Organizational Regulations, to be effective as of July 1, 2026, (as amended, the “Organizational Regulations”) to reflect the dissolution of the Finance Committee","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1451505/000145150526000049/0001451505-26-000049-index.htm"}},{"accession":"0001104659-26-066316","ticker":"OMCL","company_name":"OMNICELL, INC.","filed_at":"2026-05-26T20:40:24+00:00","headline":"Omnicell shareholders approve 1.6M share increase to equity plan and officer exculpation amendment","event_type":"other_material","sec_items":["5.02","5.07","5.03","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-066316","json":"https://secwatch.observer/filing/0001104659-26-066316.json","markdown":"https://secwatch.observer/filing/0001104659-26-066316.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/926326/000110465926066316/0001104659-26-066316-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/926326/000110465926066316/tm2615515d1_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"On May 20, 2026, the Company amended the Company’s Amended and Restated Certificate of Incorporation to provide exculpation from personal liability for certain officers as permitted by Delaware law and make certain other minor, non-substantive updates","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/926326/000110465926066316/0001104659-26-066316-index.htm"}},{"accession":"0001352010-26-000034","ticker":"EPAM","company_name":"EPAM Systems, Inc.","filed_at":"2026-05-26T20:03:54+00:00","headline":"EPAM shareholders approve 4M share increase for 2025 LTIP and 650K for ESPP; charter amended to allow special meetings.","event_type":"other_material","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001352010-26-000034","json":"https://secwatch.observer/filing/0001352010-26-000034.json","markdown":"https://secwatch.observer/filing/0001352010-26-000034.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1352010/000135201026000034/0001352010-26-000034-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1352010/000135201026000034/epam-20260521.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"The amendments to the Fourth A&R Charter became effective upon filing the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Fifth A&R Charter”) with the Secretary of State of the State of Delaware on May 21, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1352010/000135201026000034/0001352010-26-000034-index.htm"}},{"accession":"0001437749-26-018372","ticker":"SMSI","company_name":"SMITH MICRO SOFTWARE, INC.","filed_at":"2026-05-26T20:00:24+00:00","headline":"Smith Micro stockholders approve 1:5 reverse stock split effective June 4, 2026","event_type":"other_material","sec_items":["5.03","5.07","9.01"],"materiality_score":0.65,"calibrated_materiality_score":0.65,"match_reasons":["same fact type: governance_change","same SEC item: 5.03, 5.07, 9.01","same event type: other_material","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001437749-26-018372","json":"https://secwatch.observer/filing/0001437749-26-018372.json","markdown":"https://secwatch.observer/filing/0001437749-26-018372.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/948708/000143774926018372/0001437749-26-018372-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/948708/000143774926018372/smsi20260526_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On December 30, 2025, the Company filed a Certificate of Amendment of its Amended and Restated Certificate of Incorporation (the “Certificate of Amendment”) with the Secretary of the State of Delaware, which effected an increase in the Company’s authorized shares of common stock, from 1,700,000,000 to 2.600,000,000, par value $0.001 per share.","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1072379/000110465926000243/0001104659-26-000243-index.htm","comparable_excerpt":"On May 26, 2026, the stockholders of Smith Micro Software, Inc. (the “Company”) approved a proposal at an annual meeting of stockholders (the “Annual Meeting”) to amend the Company’s Amended and Restated Certificate of Incorporation (as amended, the “Certificate of Incorporation”), to effect a reverse stock split of the Company’s Common Stock, par value $0.001 per share (the Company’s “Common Stock”), at a ratio between one-for-three (1:3) and one-for-ten (1:10), without reducing the authorized number of shares of Common Stock. On May 26, 2026, a Special Committee of the Company’s Board of Directors approved a final reverse stock split ratio of one-for-five (1:5). Following such approval, the Company filed a certificate of amendment to the Company’s Certificate of Incorporation (the “Amendment”) with the Secretary of State of the State of Delaware to effect the reverse stock split, with an effective time of 11:59 p.m., Eastern Time on June 4, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/948708/000143774926018372/0001437749-26-018372-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}