{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-26-001346","form_type":"8-K","ticker":"CAT","cik":"0000018230","company_name":"CATERPILLAR INC","filed_at":"2026-01-06T23:59:59+00:00","discovered_at":"2026-05-14T18:02:36.359368+00:00","generated_at":"2026-05-16T11:33:14.502706+00:00","sec_items":["5.02","5.03","9.01"],"event_type":"leadership","sentiment":"positive","materiality_score":0.55,"calibrated_materiality_score":0.55,"confidence":"high","headline":"Caterpillar CEO Joe Creed elected Chairman; Umpleby retiring April 1, 2026","bullets":["D. James Umpleby III to retire as Executive Chairman and Board member after 45 years of service, effective April 1, 2026.","CEO Joseph E. Creed will assume the role of Chairman of the Board on the same date.","Board size reduced from ten to nine directors effective April 1, 2026.","Bylaws amended to change title of 'Presiding Director' to 'Lead Independent Director'."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-001346","json":"https://secwatch.observer/filing/0001104659-26-001346.json","markdown":"https://secwatch.observer/filing/0001104659-26-001346.md","text":"https://secwatch.observer/filing/0001104659-26-001346.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/tm261912d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-05-16T11:33:14.502706+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"7fbb17548b19cf97c4bf73f97a4525e77ac27fcf","claim":"CATERPILLAR INC: Amended and restated Bylaws to change title of 'Presiding Director' to 'Lead Independent Director' (effective 2026-01-06).","evidence_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","confidence":0.9}],"comparable_filings":[{"accession":"0000860413-26-000048","ticker":"FIBK","company_name":"FIRST INTERSTATE BANCSYSTEM INC","filed_at":"2026-05-29T20:26:09+00:00","headline":"First Interstate BancSystem: three directors retire per age policy; charter amended to plurality voting","event_type":"leadership","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.4,"calibrated_materiality_score":0.4,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","same event type: leadership"],"urls":{"canonical":"https://secwatch.observer/filing/0000860413-26-000048","json":"https://secwatch.observer/filing/0000860413-26-000048.json","markdown":"https://secwatch.observer/filing/0000860413-26-000048.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/860413/000086041326000048/0000860413-26-000048-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/860413/000086041326000048/fibk-20260527.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"e of the Board from 14 to 11 directors and correspondingly reduced the number of directors in each class of the Board to eliminate any vacancy that otherwise would have resulted from the retirements.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/860413/000086041326000048/0000860413-26-000048-index.htm"}},{"accession":"0001193125-26-212148","ticker":"BRK-B","company_name":"BERKSHIRE HATHAWAY INC","filed_at":"2026-05-07T23:59:59+00:00","headline":"Berkshire Hathaway discloses CFO succession, annual meeting results","event_type":"leadership","sec_items":["2.02","5.02","5.03","5.07","9.01"],"materiality_score":0.35,"calibrated_materiality_score":0.35,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","same event type: leadership"],"urls":{"canonical":"https://secwatch.observer/filing/0001193125-26-212148","json":"https://secwatch.observer/filing/0001193125-26-212148.json","markdown":"https://secwatch.observer/filing/0001193125-26-212148.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1067983/000119312526212148/0001193125-26-212148-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1067983/000119312526212148/d74313d8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"On May 3, 2026, the Board of Directors of Berkshire (the “Board”) voted to amend and restate Berkshire’s By-Laws effective immediately.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1067983/000119312526212148/0001193125-26-212148-index.htm"}},{"accession":"0000943374-26-000219","ticker":"DCOM","company_name":"Dime Community Bancshares, Inc. /NY/","filed_at":"2026-06-01T20:02:33+00:00","headline":"Dime Commercial Bancshares name change effective; three executives amend employment agreements","event_type":"other_material","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000943374-26-000219","json":"https://secwatch.observer/filing/0000943374-26-000219.json","markdown":"https://secwatch.observer/filing/0000943374-26-000219.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/846617/000094337426000219/0000943374-26-000219-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/846617/000094337426000219/form8k_052826.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"On May 28, 2026, the Company filed with the Department of State of the State of New York a Certificate of Amendment to Certificate of Incorporation to change our corporate name from Dime Community Bancshares, Inc. to Dime Commercial Bancshares, Inc., effective immediate.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/846617/000094337426000219/0000943374-26-000219-index.htm"}},{"accession":"0001213900-26-061109","ticker":"BRKH","company_name":"BurTech Acquisition Corp II","filed_at":"2026-05-26T21:20:22+00:00","headline":"Burtech Acquisition Corp II closes $80M IPO; units begin trading on Nasdaq","event_type":"other_material","sec_items":["1.01","3.02","5.02","5.03","8.01","9.01"],"materiality_score":0.55,"calibrated_materiality_score":0.55,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001213900-26-061109","json":"https://secwatch.observer/filing/0001213900-26-061109.json","markdown":"https://secwatch.observer/filing/0001213900-26-061109.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/2098707/000121390026061109/0001213900-26-061109-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/2098707/000121390026061109/ea0292100-8k_burtech2.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"On May 21, 2026, and in connection with the IPO, the Company adopted and filed its Amended and Restated Memorandum and Articles of Association.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/2098707/000121390026061109/0001213900-26-061109-index.htm"}},{"accession":"0001104659-26-066316","ticker":"OMCL","company_name":"OMNICELL, INC.","filed_at":"2026-05-26T20:40:24+00:00","headline":"Omnicell shareholders approve 1.6M share increase to equity plan and officer exculpation amendment","event_type":"other_material","sec_items":["5.02","5.07","5.03","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-066316","json":"https://secwatch.observer/filing/0001104659-26-066316.json","markdown":"https://secwatch.observer/filing/0001104659-26-066316.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/926326/000110465926066316/0001104659-26-066316-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/926326/000110465926066316/tm2615515d1_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"On May 20, 2026, the Company amended the Company’s Amended and Restated Certificate of Incorporation to provide exculpation from personal liability for certain officers as permitted by Delaware law and make certain other minor, non-substantive updates","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/926326/000110465926066316/0001104659-26-066316-index.htm"}},{"accession":"0001352010-26-000034","ticker":"EPAM","company_name":"EPAM Systems, Inc.","filed_at":"2026-05-26T20:03:54+00:00","headline":"EPAM shareholders approve 4M share increase for 2025 LTIP and 650K for ESPP; charter amended to allow special meetings.","event_type":"other_material","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.6,"calibrated_materiality_score":0.6,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001352010-26-000034","json":"https://secwatch.observer/filing/0001352010-26-000034.json","markdown":"https://secwatch.observer/filing/0001352010-26-000034.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1352010/000135201026000034/0001352010-26-000034-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1352010/000135201026000034/epam-20260521.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"The amendments to the Fourth A&R Charter became effective upon filing the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Fifth A&R Charter”) with the Secretary of State of the State of Delaware on May 21, 2026.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1352010/000135201026000034/0001352010-26-000034-index.htm"}},{"accession":"0000826675-26-000047","ticker":"DX","company_name":"DYNEX CAPITAL INC","filed_at":"2026-05-22T20:17:26+00:00","headline":"Dynex Capital shareholders approve doubling authorized common shares to 720M","event_type":"other_material","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000826675-26-000047","json":"https://secwatch.observer/filing/0000826675-26-000047.json","markdown":"https://secwatch.observer/filing/0000826675-26-000047.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/826675/000082667526000047/0000826675-26-000047-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/826675/000082667526000047/dx-20260521.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"At the 2026 Annual Meeting, the Company’s shareholders approved an amendment to Article III of the Company’s Articles of Incorporation (the “Charter Amendment”), to increase the number of authorized shares of the Company’s common stock from 360,000,000 to 720,000,000.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/826675/000082667526000047/0000826675-26-000047-index.htm"}},{"accession":"0001104659-26-065709","ticker":"CB","company_name":"Chubb Ltd","filed_at":"2026-05-22T20:09:45+00:00","headline":"Chubb shareholders approve LTIP amendment and capital band renewal at 2026 AGM","event_type":"other_material","sec_items":["5.02","5.03","5.07","9.01"],"materiality_score":0.5,"calibrated_materiality_score":0.5,"match_reasons":["same fact type: governance_change","same SEC item: 5.02, 5.03, 9.01","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-065709","json":"https://secwatch.observer/filing/0001104659-26-065709.json","markdown":"https://secwatch.observer/filing/0001104659-26-065709.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/896159/000110465926065709/0001104659-26-065709-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/896159/000110465926065709/tm2615328d1_8k.htm"},"side_by_side_evidence":{"fact_type":"governance_change","source_excerpt":"On January 6, 2026, the Board approved and adopted amended and restated Bylaws (the “Amended and Restated Bylaws”). The Amended and Restated Bylaws reflect the change in title of the Board’s “Presiding Director” to “Lead Independent Director.”","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/18230/000110465926001346/0001104659-26-001346-index.htm","comparable_excerpt":"At the AGM, the Company’s shareholders approved an amendment of Article 6 of the Articles of Association to renew the Company’s capital band, which authorizes the Board of Directors to increase or decrease the Company’s share capital by up to 20% for a 1-year period ending on May 21, 2027, and in connection therewith, limit or withdraw the shareholders’ pre-emptive rights in specified and limited circumstances","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/896159/000110465926065709/0001104659-26-065709-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}