secwatch.observer — SEC 8-K summary ====================================== Issuer: SmartKem, Inc. (SMTK) CIK: 0001817760 Form: 8-K Filed at: 2026-01-30T23:59:59+00:00 Accession: 0001104659-26-008511 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 SmartKem raises $680,500 in registered direct offering of common stock and pre-funded warrants -------------------------------------------------------------------------------- - Issued 677,129 shares at $0.50/share and 683,871 pre-funded warrants at $0.4999 each to an institutional investor. - Gross proceeds of $680,500; net proceeds to be used for working capital and general corporate purposes. - Pre-funded warrants have exercise price of $0.0001/share and are immediately exercisable, subject to 9.99% beneficial ownership limitation. - Closing occurred on January 30, 2026, under effective shelf registration statement (File No. 333-281608). Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1817760/000110465926008511/0001104659-26-008511-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1817760/000110465926008511/tm264567d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-008511 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer