secwatch.observer — SEC 8-K summary ====================================== Issuer: Stellus Capital Investment Corp (SCM) CIK: 0001551901 Form: 8-K Filed at: 2026-02-05T23:59:59+00:00 Accession: 0001104659-26-010653 Event type: m_and_a Sentiment: neutral Materiality: 0.65 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Stellus Capital Management to be acquired by P10; BDC shareholders to vote on new advisory agreement -------------------------------------------------------------------------------- - Acquisition of external adviser Stellus Capital Management by P10 (NYSE:PX) for undisclosed terms; expected close mid-2026. - Current management team remains; day-to-day operations, investment decisions unchanged. - Transaction triggers assignment of advisory agreement; BDC shareholders must approve new agreement with same terms. - P10 has >$40B AUM; Stellus has $3.8B AUM as lower-middle market direct lender. - P10's sponsor network expected to broaden Stellus' direct lending opportunities. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1551901/000110465926010653/0001104659-26-010653-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1551901/000110465926010653/tm265326d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-010653 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer