secwatch.observer — SEC 8-K summary ====================================== Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI) CIK: 0001158114 Form: 8-K Filed at: 2026-02-26T23:59:59+00:00 Accession: 0001104659-26-020600 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Applied Optoelectronics enters $250M at-the-market equity distribution agreement with Raymond James & Needham -------------------------------------------------------------------------------- - Company may sell up to $250M of common stock at market prices through Sales Agents. - Sales Agents Raymond James & Needham will receive 2% of gross sales price as compensation. - No obligation to sell any shares; sales made via Nasdaq or other markets per placement notice. - Agreement terminates upon full sale of Shares or earlier termination by either party. - Offering registered under automatic shelf registration statement (S-3ASR) filed Feb 26, 2026. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000110465926020600/0001104659-26-020600-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1158114/000110465926020600/tm266210d2_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-020600 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer