---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-024887"
form_type: "8-K"
ticker: "BATL"
cik: "0001282648"
company_name: "BATTALION OIL CORP"
filed_at: "2026-03-09T23:59:59+00:00"
generated_at: "2026-05-15T17:31:20.718773+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Battalion Oil raises $15M private placement at $5.50/share; Jan oil production up 1,200 bbl/d

## Summary
- Gross proceeds of $15.0M from sale of 1.8M shares and pre-funded warrants; net proceeds ~$14.1M after fees.
- Share price $5.50; pre-funded warrants at $5.4999 with $0.0001 exercise price, expiring March 2033.
- Roth Capital Partners acted as sole placement agent; cash fee 6% of gross plus expense reimbursement up to $75,000.
- Proceeds to be used for working capital and general corporate purposes.
- January month-to-date average oil production increased ~1,200 net bbl/d vs December average.

## SEC filing metadata
- accession: 0001104659-26-024887
- form_type: 8-K
- ticker: BATL
- cik: 0001282648
- company_name: BATTALION OIL CORP
- filed_at: 2026-03-09T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1282648/000110465926024887/0001104659-26-024887-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1282648/000110465926024887/batl-20260303x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-024887
- JSON: https://secwatch.observer/filing/0001104659-26-024887.json
- Plain text: https://secwatch.observer/filing/0001104659-26-024887.txt

## Key facts
- Material Agreements
  BATTALION OIL CORP entered into Securities Purchase Agreement with an institutional investor valued at aggregate gross proceeds of $15.0 million (effective 2026-03-03).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: an institutional investor
  - Value: aggregate gross proceeds of $15.0 million
  - Effective: 2026-03-03
  source text: On March 3, 2026, Battalion Oil Corporation (the “ Company ”), entered into a securities purchase agreement (the “ Securities Purchase Agreement ”) with an institutional investor (the “ Purchaser ”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1282648/000110465926024887/0001104659-26-024887-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.