Applied Optoelectronics ups ATM offering to $500M; $250M already sold

APPLIED OPTOELECTRONICS, INC.

Amendment increases aggregate offering under Equity Distribution Agreement from $250M to $500M.
As of March 12, 2026, company sold 2,476,307 shares for approx. $249,999,983.
Remaining capacity of approx. $250M may be sold through ATM program.
Sales agents: Raymond James & Associates and Needham & Company; compensation 2% of gross proceeds.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

APPLIED OPTOELECTRONICS, INC. amended Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC valued at $500 million (effective 2026-03-12).

Action: amendment
Agreement: atm program
Counterparty: Raymond James & Associates, Inc. and Needham & Company, LLC
Value: $500 million
Effective: 2026-03-12

Exact text from the filing

On March 12, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into Amendment No. 1 to the Equity Distribution Agreement (the “Amendment”) with Raymond James & Associates, Inc. and Needham & Company, LLC (collectively, the “Sales Agents”), amending the Equity Distribution Agreement dated as of February 26, 2026 among the Company and the Sales Agents (the “Original Agreement” and, together with the Amendment, the “Agreement”).

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APPLIED OPTOELECTRONICS, INC. filing history →

Source: SEC EDGAR

accession 0001104659-26-027101

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