---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-054866"
form_type: "8-K"
ticker: "OCGN"
cik: "0001372299"
company_name: "Ocugen, Inc."
filed_at: "2026-05-04T23:59:59+00:00"
generated_at: "2026-05-14T23:51:11.773506+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Ocugen plans $115M convertible notes offering; preliminary cash $32.2M

## Summary
- Offering of $115M convertible senior notes due 2034, with initial purchaser option for additional $15M.
- Net proceeds used to repay ~$32.7M Avenue Capital loan plus accrued interest and fees; remainder for general corporate purposes.
- Preliminary cash, cash equivalents, and restricted cash of ~$32.2M as of March 31, 2026, unaudited.
- Notes are senior unsecured, convertible into cash, stock, or combination; interest rate and conversion rate TBD upon pricing.
- OCU400 Phase 3 enrollment complete, rolling BLA expected Q3 2026; OCU410ST trial fully dosed; OCU200 Phase 1 enrollment complete.

## SEC filing metadata
- accession: 0001104659-26-054866
- form_type: 8-K
- ticker: OCGN
- cik: 0001372299
- company_name: Ocugen, Inc.
- filed_at: 2026-05-04T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 2.02, 7.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1372299/000110465926054866/0001104659-26-054866-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1372299/000110465926054866/tm2613474d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-054866
- JSON: https://secwatch.observer/filing/0001104659-26-054866.json
- Plain text: https://secwatch.observer/filing/0001104659-26-054866.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.