---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-057258"
form_type: "8-K"
ticker: "ASRT"
cik: "0001808665"
company_name: "Assertio Holdings, Inc."
filed_at: "2026-05-07T23:59:59+00:00"
generated_at: "2026-05-14T21:58:26.476303+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Assertio shareholders approve 400,000-share increase in 2014 Omnibus Incentive Plan

## Summary
- Shareholders approved amendment to 2014 Omnibus Incentive Plan to increase available shares by 400,000 (total 2,271,167).
- All six director nominees elected; votes for ranged from 1,748,914 to 1,783,789.
- Advisory vote on executive compensation passed with 1,739,652 for vs 451,308 against.
- Ratification of Grant Thornton as auditor for FY2026 approved with 3,577,437 for.

## SEC filing metadata
- accession: 0001104659-26-057258
- form_type: 8-K
- ticker: ASRT
- cik: 0001808665
- company_name: Assertio Holdings, Inc.
- filed_at: 2026-05-07T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 5.02, 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1808665/000110465926057258/0001104659-26-057258-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1808665/000110465926057258/tm2611405d23_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-057258
- JSON: https://secwatch.observer/filing/0001104659-26-057258.json
- Plain text: https://secwatch.observer/filing/0001104659-26-057258.txt

## Key facts
- Shareholder Votes
  Assertio Holdings, Inc. shareholders approved Advisory approval of the compensation of the Company’s named executive officers.
  - Proposal: say on pay
  - Outcome: passed
  source text: Proposal 3 : The stockholders of the Company approved, on an advisory basis, the compensation of the Company’s named executive officers. The votes on Proposal 3 were as follows: Votes For 1,739,652 Votes Against 451,308 Abstentions 83,209 Broker Non-Votes 1,802,010
  evidence_url: https://www.sec.gov/Archives/edgar/data/1808665/000110465926057258/0001104659-26-057258-index.htm
- Shareholder Votes
  Assertio Holdings, Inc. shareholders approved Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 at the 2026-12-31 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2026-12-31
  source text: Proposal 4 : The stockholders of the Company ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. The votes on Proposal 4 were as follows: Votes For 3,577,437 Votes Against 289,020 Abstentions 209,722 Broker Non-Votes 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/1808665/000110465926057258/0001104659-26-057258-index.htm
- Shareholder Votes
  Assertio Holdings, Inc. shareholders approved Election of six director nominees to hold office until the 2027 Annual Meeting of Stockholders.
  - Proposal: director election
  - Outcome: passed
  source text: Proposal 1 : The stockholders of the Company elected each of the six director nominees to serve on the board of directors (the “Board”) for a term to expire at the 2027 Annual Meeting of Stockholders and until their successors are elected and qualified, or until their earlier death, retirement, resignation or removal. The votes on Proposal 1 were as follows: Votes For Votes Against Abstentions Broker Non-Votes Heather L. Mason 1,760,660 488,116 25,397 1,802,006 Sravan K. Emany 1,757,938 490,430 25,803 1,802,008 Sigurd C. Kirk 1,748,914 499,041 26,216 1,802,008 William T. McKee 1,751,923 496,448 25,801 1,802,007 Mark L. Reisenauer 1,783,789 463,495 26,887 1,802,008 David M. Stark 1,767,339 480,127 26,705 1,802,008
  evidence_url: https://www.sec.gov/Archives/edgar/data/1808665/000110465926057258/0001104659-26-057258-index.htm
- Shareholder Votes
  Assertio Holdings, Inc. shareholders approved Approval of an amendment and restatement of the Company’s Amended and Restated 2014 Omnibus Incentive Plan to increase the number of shares available for issuance thereunder.
  - Proposal: equity plan
  - Outcome: passed
  source text: Proposal 2 : The stockholders of the Company approved an amendment and restatement of the Company’s Amended and Restated 2014 Omnibus Incentive Plan to increase the number of shares available for issuance thereunder. The votes on Proposal 2 were as follows: Votes For 1,613,296 Votes Against 578,470 Abstentions 82,404 Broker Non-Votes 1,802,009
  evidence_url: https://www.sec.gov/Archives/edgar/data/1808665/000110465926057258/0001104659-26-057258-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.