---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-071364"
form_type: "8-K"
ticker: "CAPR"
cik: "0001133869"
company_name: "CAPRICOR THERAPEUTICS, INC."
filed_at: "2026-06-08T20:05:07+00:00"
generated_at: "2026-06-08T20:12:07.355674+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.35
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# Capricor shareholders fail to approve officer exculpation amendment at annual meeting

## Summary
- All eight director nominees elected; Linda Marbán, Ph.D. re-elected with 25.5M votes for.
- Ratification of Rose, Snyder & Jacobs LLP as auditor passed with 43.1M votes for.
- Advisory vote on executive compensation approved (24.3M for, 6.2M against).
- Non-binding vote favored '1 Year' frequency for future say-on-pay votes (29.8M of votes cast).
- Amendment to certificate for officer exculpation failed: 23.5M for, 6.4M against, 13M broker non-votes.

## SEC filing metadata
- accession: 0001104659-26-071364
- form_type: 8-K
- ticker: CAPR
- cik: 0001133869
- company_name: CAPRICOR THERAPEUTICS, INC.
- filed_at: 2026-06-08T20:05:07+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.35
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000110465926071364/0001104659-26-071364-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1133869/000110465926071364/capr-20260604x8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-071364
- JSON: https://secwatch.observer/filing/0001104659-26-071364.json
- Plain text: https://secwatch.observer/filing/0001104659-26-071364.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.