secwatch.observer — SEC 8-K summary ====================================== Issuer: CAPRICOR THERAPEUTICS, INC. (CAPR) CIK: 0001133869 Form: 8-K Filed at: 2026-06-08T20:05:07+00:00 Accession: 0001104659-26-071364 Event type: other Sentiment: neutral Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Capricor shareholders fail to approve officer exculpation amendment at annual meeting -------------------------------------------------------------------------------- - All eight director nominees elected; Linda Marbán, Ph.D. re-elected with 25.5M votes for. - Ratification of Rose, Snyder & Jacobs LLP as auditor passed with 43.1M votes for. - Advisory vote on executive compensation approved (24.3M for, 6.2M against). - Non-binding vote favored '1 Year' frequency for future say-on-pay votes (29.8M of votes cast). - Amendment to certificate for officer exculpation failed: 23.5M for, 6.4M against, 13M broker non-votes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1133869/000110465926071364/0001104659-26-071364-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1133869/000110465926071364/capr-20260604x8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-071364 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer