secwatch.observer — SEC 8-K summary ====================================== Issuer: Stellus Capital Investment Corp (SCM) CIK: 0001551901 Form: 8-K Filed at: 2026-06-22T21:00:21+00:00 Accession: 0001104659-26-076452 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Stellus Capital Investment enters new advisory agreement after advisor acquired by Ridgepost Capital -------------------------------------------------------------------------------- - New investment advisory agreement effective June 22, 2026, after stockholders approved on June 16. - Terms identical to prior agreement; base management fee remains 1.75% of gross assets, incentive fee unchanged. - Advisor Stellus Capital Management acquired by Ridgepost Capital, LLC on June 22, triggering change in control and new agreement. - New agreement has initial two-year term and renews annually subject to board and shareholder approval. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1551901/000110465926076452/0001104659-26-076452-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1551901/000110465926076452/tm2618361d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-076452 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer