secwatch.observer — SEC 8-K summary ====================================== Issuer: Lument Finance Trust, Inc. (LFT) CIK: 0001547546 Form: 8-K Filed at: 2026-07-30T21:06:21+00:00 Accession: 0001104659-26-088788 Event type: regulatory Sentiment: negative Materiality: 0.75 Item codes: 3.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Lument Finance Trust receives NYSE non-compliance notice for share price below $1.00 -------------------------------------------------------------------------------- - NYSE notified LFT that average closing price of common stock was below $1.00 over 30 consecutive trading days. - The notice is a deficiency, not delisting; stock continues trading on NYSE. - Cure period ends January 24, 2027; LFT can regain compliance if closing price >= $1.00 on last trading day of any month and average >= $1.00 over 30 days. - LFT considering alternatives including reverse stock split; no commitment yet. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1547546/000110465926088788/0001104659-26-088788-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1547546/000110465926088788/tm2621691d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-088788 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer