secwatch.observer — SEC 8-K summary ====================================== Issuer: Duke Energy CORP (DUK) CIK: 0001326160 Form: 8-K Filed at: 2026-08-13T20:06:33+00:00 Accession: 0001104659-26-095903 Event type: debt Sentiment: neutral Materiality: 0.65 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Duke Energy raises $2.0B via 40M equity units at $50; 7.75% annual distribution ------------------------------------------------------------------------------- - Issued 40,000,000 equity units at $50 stated amount each, raising $2.0B gross; includes 5M units from full over-allotment exercise. - Each unit: stock purchase contract (settles Aug 1, 2029 for common stock) plus 1/40 interest in 4.85% Remarketable Senior Notes due 2032 and 2036. - Total annual distribution 7.75% of stated amount: 2.90% contract adjustment payments plus 4.85% RSN interest. - Underwriters: Barclays Capital, BofA Securities, Mizuho Securities; underwriting agreement dated Aug 10, 2026; closed Aug 13, 2026. - RSNs issued under Indenture dated June 3, 2008, supplemented by Thirty-sixth and Thirty-seventh Supplemental Indentures. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1326160/000110465926095903/0001104659-26-095903-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1326160/000110465926095903/tm2623082d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-095903 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer