secwatch.observer — SEC 8-K summary ====================================== Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI) CIK: 0001158114 Form: 8-K Filed at: 2026-08-21T20:14:19+00:00 Accession: 0001104659-26-099688 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Applied Optoelectronics enters $600M at-the-market equity distribution agreement with Raymond James and Needham -------------------------------------------------------------------------------- - Up to $600M of common stock may be sold via ATM program through Raymond James and Needham. - Sales agents receive 2% commission; company reimburses up to $10,000 for blue-sky/FINRA fees. - Company has no obligation to sell any shares; may suspend or terminate offering at any time. - Shares registered under S-3ASR; prospectus supplement filed Aug 21, 2026. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000110465926099688/0001104659-26-099688-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1158114/000110465926099688/tm2623389d2_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-099688 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer