---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-26-099769"
form_type: "8-K"
ticker: "DRDB"
cik: "0002032528"
company_name: "Roman DBDR Acquisition Corp. II"
filed_at: "2026-08-21T22:23:17+00:00"
generated_at: "2026-08-24T10:05:31.935505+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Roman DBDR receives Nasdaq deficiency notice for failing to meet 400 holder minimum

## Summary
- On Aug 19, 2026, Nasdaq notified Roman DBDR it lacks minimum 400 holders required by Listing Rule 5450(a)(2).
- No immediate effect on listing; company has until Oct 5, 2026 to submit a compliance plan.
- If plan accepted, Nasdaq may grant exception up to Feb 15, 2027; appeal available if plan rejected.
- Company trades as DRDBU (units), DRDB (Class A shares), DRDBW (warrants) on Nasdaq.

## SEC filing metadata
- accession: 0001104659-26-099769
- form_type: 8-K
- ticker: DRDB
- cik: 0002032528
- company_name: Roman DBDR Acquisition Corp. II
- filed_at: 2026-08-21T22:23:17+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/2032528/000110465926099769/0001104659-26-099769-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/2032528/000110465926099769/tm2623701d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-26-099769
- JSON: https://secwatch.observer/filing/0001104659-26-099769.json
- Plain text: https://secwatch.observer/filing/0001104659-26-099769.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.