secwatch.observer — SEC 8-K summary
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Issuer:     Roman DBDR Acquisition Corp. II (DRDB)
CIK:        0002032528
Form:       8-K
Filed at:   2026-08-21T22:23:17+00:00
Accession:  0001104659-26-099769
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Roman DBDR receives Nasdaq deficiency notice for failing to meet 400 holder minimum
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- On Aug 19, 2026, Nasdaq notified Roman DBDR it lacks minimum 400 holders required by Listing Rule 5450(a)(2).
- No immediate effect on listing; company has until Oct 5, 2026 to submit a compliance plan.
- If plan accepted, Nasdaq may grant exception up to Feb 15, 2027; appeal available if plan rejected.
- Company trades as DRDBU (units), DRDB (Class A shares), DRDBW (warrants) on Nasdaq.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/2032528/000110465926099769/0001104659-26-099769-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/2032528/000110465926099769/tm2623701d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-26-099769

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