secwatch.observer — SEC 8-K summary ====================================== Issuer: Aldel Financial II Inc. (ALDF) CIK: 0002031561 Form: 8-K Filed at: 2026-09-16T20:00:21+00:00 Accession: 0001104659-26-108236 Event type: regulatory Sentiment: negative Materiality: 0.55 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Aldel Financial II receives Nasdaq notice for failing minimum 400 public holders rule -------------------------------------------------------------------------------- - Received Nasdaq Staff notice on Sept 10, 2026 for non-compliance with Listing Rule 5450(a)(2) requiring 400 total holders. - Must submit compliance plan by Oct 26, 2026; Nasdaq may grant up to 180-day extension from notice date. - If plan rejected, Company may appeal to Nasdaq Hearings Panel; no assurance of success. - Listing not immediately affected; Company to monitor holder count and evaluate options to regain compliance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/2031561/000110465926108236/0001104659-26-108236-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/2031561/000110465926108236/tm2625545d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-108236 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer