secwatch.observer — SEC 8-K summary ====================================== Issuer: Outlook Therapeutics, Inc. (OTLK) CIK: 0001649989 Form: 8-K Filed at: 2026-09-30T20:30:22+00:00 Accession: 0001104659-26-112356 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01 LLM model: deepseek-v4.1-flash:cloud@v2 Outlook Therapeutics receives Nasdaq notice for bid price below $1.00, has until March 24, 2027 to regain compliance -------------------------------------------------------------------------------- - Nasdaq notified Outlook Therapeutics on Sept 25, 2026 that its closing bid price was below $1.00 for 30 consecutive business days, violating Rule 5550(a)(2). - The company has 180 calendar days, until March 24, 2027, to regain compliance, requiring a closing bid price of at least $1.00 for 10 consecutive business days. - Outlook may qualify for an additional 180-day period and could effect a reverse stock split to cure the deficiency. - If not cured by the Compliance Date, Nasdaq will notify of delisting; the company may appeal to a hearings panel, but success is not assured. - CFO Kevin Lundquist signed the Form 8-K dated September 30, 2026. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1649989/000110465926112356/0001104659-26-112356-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1649989/000110465926112356/tm2626478d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-26-112356 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer